Compliance
Whether you are on the sell-side or buy-side, compliance is an increasingly critical component of trading operations. LIQUIDITYBOOK tracks, and maintains audit trails for all clients, and automatically facilitates compliance with relevant regulations (e.g. SEC Rule 17-A). By converting orders accepted by the FIX protocol, LIQUIDITYBOOK is able to fulfill OATS III requirements.
Risk Management
Across all asset classes, LIQUIDITYBOOK orders flow seamlessly to the destination. The seamless flow of messaging allows for auditing of the message trail and actions, wheteher via IM or the Web. This information is ALWAYS accessible in LIQUIDITYBOOK, both real-time and historical, allowing for constant monitoring from any location.
LIQUIDITYBOOK allows you to add risk management parameters to your trading environment. LIQUIDITYBOOK supports both hard-limits based on share and dollar volumes, as well as soft-limits that generate alerts based on specific trader actions and thresholds.
An invaluable tool for senior management, creating an awareness of their financial risk in real-time.